CV / English / Compliance Coordinator
Personal Information
- Name: Jane Sterling
- Address: 112 Compliance Way, Regulaville, EA 12345
- Phone: (555) 234-5678
- Email: [email protected]
Brief
A detail-oriented and analytical professional with over 5 years of experience in compliance within the finance sector. Possesses in-depth knowledge of regulatory guidelines and an excellent ability to develop and implement effective compliance programs. Adept at working in fast-paced environments and committed to promoting organizational integrity through comprehensive compliance strategies.
Core Competencies
- Regulatory Compliance
- Policy Development
- Risk Assessment & Management
- Compliance Training & Education
- Audits & Investigations
- Reporting & Documentation
- Stakeholder Communication
Technologies and Certifications
- Proficient in compliance software (e.g., MetricStream, NAVEX Global)
- Microsoft Office Suite (Excel, Word, PowerPoint)
- Certified Compliance & Ethics Professional (CCEP)
- Anti-Money Laundering Specialist (CAMS)
Professional Experience
Compliance Analyst ABC Finance Corp, Metro City Jan 2019 - Present - Developed and implemented compliance programs across multiple departments, ensuring adherence to laws and regulations. - Conducted regular risk assessments and audits, significantly reducing compliance risks across the company. - Provided training to staff on compliance policies and procedures, enhancing overall compliance awareness.
Compliance Assistant XYZ Financial Services, Regulaville Jun 2017 - Dec 2018 - Assisted in the development of compliance policies and procedures. - Supported compliance audits and investigations. - Maintained up-to-date records of compliance documentation and reports.
Education and Training
- Bachelor of Science in Finance University of Economica, Graduated May 2017
- Certified Compliance & Ethics Professional (CCEP) Compliance Certification Board, Obtained Aug 2019
- Certified Anti-Money Laundering Specialist (CAMS) Association of Certified Anti-Money Laundering Specialists, Obtained Dec 2020
Referees
Michael Robertson Compliance Manager, ABC Finance Corp Email: [email protected] Phone: (555) 678-9101
Linda Hayes Senior Compliance Officer, XYZ Financial Services Email: [email protected] Phone: (555) 987-6543